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Brad Christopher Mcbrair

Wells Fargo Clearing Services, LLC

Westport, CT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-04-02
TX RA APPROVED 2018-03-28
CT RA APPROVED 2016-08-05
  • NJ RA
    APPROVED
    Since 2018-04-02
  • TX RA
    APPROVED
    Since 2018-03-28
  • CT RA
    APPROVED
    Since 2016-08-05

Branch Locations

450 Post Road E, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Stamford CT 10/2015 Present
Wells Fargo Advisors, Llc Stamford CT 10/2015 11/2016
Wells Fargo Clearing Services, Llc Stamford CT 11/2016 Present
  • 10/2015 → Present
    Wells Fargo Bank, Na
    Stamford, CT
  • 10/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Stamford, CT
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Stamford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-04
S63 Uniform Securities Agent State Law Examination 2004-03-29
  • S65 Uniform Investment Adviser Law Examination
    2016-08-04
  • S63 Uniform Securities Agent State Law Examination
    2004-03-29

View on SEC IAPD

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Other Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
MORGAN STANLEY · Westport, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
SENECA WEALTH ADVISORS, LLC · WESTPORT, CT
PARK AVENUE SECURITIES LLC · WESTPORT, CT

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