Kevin James Clements

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-08-20
TX	RA	APPROVED	2020-03-02
CA	RA	APPROVED	2018-11-28

AZ RA
APPROVED

Since 2025-08-20
TX RA
APPROVED

Since 2020-03-02
CA RA
APPROVED

Since 2018-11-28

Branch Locations

14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Phoenix	AZ	04/2004	06/2018
Morgan Stanley	Scottsdale	AZ	07/2018	Present

04/2004 → 06/2018

Charles Schwab & Co., Inc.

Phoenix, AZ
07/2018 → Present

Morgan Stanley

Scottsdale, AZ

Other Businesses

1. BrosClem LLC; Investment related Yes; Music Production; Director (proprietor, partner, officer, director, employee, trustee, agent); Mar 2014; During business hours: 0; After business hours: 5; musician and music producer. *368576-Sous-Chef Clothing; Investment related -Yes; Studio City, CA; Business / Company; Owner (proprietor, partner, officer, director, employee, trustee, agent); May/2019; During business hours: 0; After business hours: 2

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-11-28
S63	Uniform Securities Agent State Law Examination	2007-12-21

S65 Uniform Investment Adviser Law Examination

2018-11-28
S63 Uniform Securities Agent State Law Examination

2007-12-21

View on SEC IAPD