Rebecca Robin Turner

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → Present
  Lpl Financial Llc
  Ridgeland, SC

Previous Registrations

• 2005-04-12 → 2007-10-17
  Uvest Financial Services Group, Inc.
  Ridgeland, SC
  Ridgeland, SC
• 2004-09-27 → 2005-02-24
  Pruco Securities, Llc.
  Mt. Pleasant, SC

Other Businesses

1. 5/27/2014: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - SOUTH STATE INVESTMENT SERVICES - START DATE=06/30/2014 - INVESTMENT RELATED - 160 HOURS PER MONTH/130 HOURS DURING TRADING - RIDGELAND, SC.

Exams

• S66 Uniform Combined State Law Examination
  2004-02-03

Other Names

• Becky Robin Gies
• Rebecca Gies
• Rebecca Robin Gies