Joseph Francis Gaspari

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → Present
  Alliant Credit Union
  Chicago, IL
• 08/2013 → Present
  Lpl Financial Llc
  Chicago, IL

Previous Registrations

• 2011-09-13 → 2013-08-14
  Pnc Wealth Management Llc
  Schaumburg, IL
  Schaumburg, IL
  Hoffman Estates, IL
  Elk Grove Village, IL
  Elgin, IL
  Elgin, IL
  Elgin, IL
  Elgin, IL
  West Dundee, IL
  Rockford, IL
• 2006-05-25 → 2011-09-08
  Chase Investment Services Corp.
  Bloomingdale, IL
  Elgin, IL
  Palatine, IL
  Elgin, IL
• 2004-06-04 → 2006-05-25
  Thrivent Investment Management Inc.
  Roselle, IL
  Roselle, IL

Other Businesses

1. 8/14/2013: ALLIANT RETIREMENT AND INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 7/23/2021 - No Business Name - Not Investment Related - Location/Address: various - Other-Musician - Started 01/01/2021 - 0 Hours Per Month During Securities Trading - Play guitar.

Exams

• S66 Uniform Combined State Law Examination
  2004-02-18