Sean David Taeger

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2003 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 01/2004 → Present
  Northwestern Mutual Investment Services, Llc
  Irvine, CA
• 07/2010 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, FOZY INC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 12/11/2020, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, FINANCIAL PLANNING, INSURANCE SALES, INVESTMENT MANAGEMENT. INVESTMENT RELATED. 3. INVESTMENT SUB COMMITTEE MEMBER, ORANGE COUNTY BAR ASSOCIATION, 4101 WESTERLY PL, NEWPORT BEACH, , CALIFORNIA, 92660, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 2/17/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BE ONE OF TWO PEOPLE TO REVIEW AND OFFER GUIDANCE ON PROPOSED INVESTMENTS/STRATEGIES BY THE FIRM MANAGING THE ORGANIZATIONS INVESTMENTS; NON INVESTMENT-RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2008-02-04
• S63 Uniform Securities Agent State Law Examination
  2004-04-30

Other Names

• Sean Taeger