Karl Joseph Maurer

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2003 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oak Brook, IL
• 12/2009 → Present
  Bank Of America, N.A.
  Oak Brook, IL

Other Businesses

I*780252 For profit or not for profit: Entity Governmental Name of outside business organization: State of Illinois Investment related: N Address of business: New Lenox, Illinois, 60451 Nature of business: ["Governmental Organization"] Position, title, association: ["Other"], Start date of relationship: 1/1/2022 Number of hours devoted: 25 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: My wife and I are caregivers for our disabled son D. He cannot function without help with basic living needs, and needs constant supervision. When he is at home, we are eligible for state reimbursement. My time is on weekends and evenings., Care giving for a disabled adult family member I*2194294, Entity Type: , Name of OBA: D M Special Needs Trust, Address: New Lenox, Illinois, 60451, Investment Related: N, Position, Title, Association: , Employee State Date: 02-Feb-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2004-01-30

Other Names

• Karl Maurer