Walter J Gondeck

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → Present
  Hightower Advisors, Llc
  Deerfield, IL
• 07/2012 → Present
  Hightower Securities, Llc
  Deerfield, IL

Previous Registrations

• 2009-06-01 → 2012-07-17
  Morgan Stanley
  Deerfield, IL
• 2008-07-07 → 2009-06-01
  Citigroup Global Markets Inc.
  Deerfield, IL
• 2007-04-02 → 2008-07-11
  Morgan Stanley & Co. Llc
  Winnetka, IL
• 2004-03-18 → 2007-04-02
  Morgan Stanley Dw Inc.
  Winnetka, IL
  Winnetka, IL

Other Businesses

1. Shareholder in O.B. Tools. OB Tools develops electro monitor products to provide accurate data and rapid analysis of the uterine contractions for the use in hospitals..etc. No compensation, 50,000 financial interest, 1 hr devoted per month, 0 hrs devoted during trading hours. 2. Doctors Direct Insurance, Inc. Committee member for insurance fund for a group of doctors. Approximately 3 hrs devoted per month; 0 hrs during trading hours. No financial interest or compensation received. 3. CEO of pavement company Asphalt Plus; Approximately 3 hrs devoted to OBA per month; 0 hrs during trading; no compensation received.

Exams

• S66 Uniform Combined State Law Examination
  2004-03-17

Other Names

• Jr Gondeck
• Walter John Gondeck
• Walter J Gondeck Jr.