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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-03 |
| CA | RA | APPROVED | 2023-12-11 |
Branch Locations
24632 San Juan Ave Ste 200, Dana Point, CA 92629 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Fresno | CA | 01/2012 | 08/2017 |
| Various Insurance Carriers For W&R Insurance Agencies | Fresno | CA | 01/2012 | 08/2017 |
| Hale Chaplain Ministries, Inc | Clovis | CA | 11/2012 | Present |
| Hale Lamb & Associates Llc | Fresno | CA | 08/2015 | Present |
| Lpl Financial, Llc | Fresno | CA | 08/2017 | Present |
| Financial Advocates Investment Management | Fresno | CA | 08/2017 | Present |
1. 08/07/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/01/2004 - 1 Hours Per Month During Securities Trading - Time Spent 5% - Insurance - Life, LTC, Health. 2. 08/07/2017 - Hale Lamb & Associates, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-20 |
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