Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-08-18
TX RA APPROVED 2026-08-18
  • MN RA
    APPROVED
    Since 2026-08-18
  • TX RA
    APPROVED
    Since 2026-08-18

Branch Locations

910 Inwood Avenue N, Oakdale, MN 55128 • United States

910 Inwood Avenue N, Oakdale, MN 55128 • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-05
MN RA APPROVED 2014-02-04
  • TX RA
    APPROVED_RES
    Since 2020-05-05
  • MN RA
    APPROVED
    Since 2014-02-04

Branch Locations

270 Main Street N Suite 100, Stillwater, MN 55082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Minneapolis MN 06/2009 08/2026
Morgan Stanley Private Bank, National Association New York NY 01/2015 08/2026
Lpl Financial Llc Oakdale MN 08/2026 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 06/2009 → 08/2026
    Morgan Stanley Smith Barney
    Minneapolis, MN
  • 01/2015 → 08/2026
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 08/2026 → Present
    Oakdale, MN
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-03
  • S66 Uniform Combined State Law Examination
    2004-04-03
Designations

View on SEC IAPD

More in Oakdale, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor