Timothy J Smith

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-01-04
MI	RA	APPROVED	2015-09-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Farmington Hills	MI	09/2015	Present
Bank Of America, N.A	Farmington Hills	MI	12/2015	Present

09/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington Hills, MI
12/2015 → Present

Bank Of America, N.A

Farmington Hills, MI

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-03-18
S63	Uniform Securities Agent State Law Examination	2004-03-04

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