Best Investors Account Sign in

Alison Mae Quinn

Rbc Capital Markets, LLC

New York, NY

CRD 4744507

Claim This Profile
Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-14
TX RA APPROVED 2009-04-02
  • MN RA
    APPROVED
    Since 2013-11-14
  • TX RA
    APPROVED
    Since 2009-04-02

Branch Locations

200 Vesey St., New York, NY 10281 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Stillwater MN 04/2000 Present
  • 04/2000 → Present
    Rbc Capital Markets
    Stillwater, MN
Previous Registrations
Other Businesses

VICTOR'S SECRET - SALES PERSON - 11/2003 20-30 HRS MONTH - NO HOURS DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-24
  • S66 Uniform Combined State Law Examination
    2004-03-24
Other Names
  • Ali Mae Lafountaine
  • Alison Lafountaine
  • Alison Mae Lafountaine

View on SEC IAPD

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor