Geoff Louis Grabe

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → Present
  Bancwest Investment Services
  Clovis, CA
• 05/2011 → Present
  Bank Of The West
  Clovis, CA
• 07/2023 → Present
  Lpl Financial Llc
  Fresno, CA

Previous Registrations

• 2011-05-16 → 2023-07-19
  Bancwest Investment Services, Inc.
  Tulare, CA
  Bakersfield, CA
  Clovis, CA
  Fresno, CA
  Fresno, CA
  Visalia, CA
  Sanger, CA
  Parlier, CA
  Fresno, CA
  Dinuba, CA
  Orosi, CA
  Riverdale, CA
  Fresno, CA
  Fresno, CA
  Sanger, CA
  Riverdale, CA
  Fresno, CA
• 2011-01-19 → 2011-05-31
  Sorrento Pacific Financial, Llc
  Madera, CA
  San Diego, CA
  Dos Palos, CA
  Los Pacheco, CA
  Kingsburg, CA
  Fresno, CA
  Selma, CA
  Fresno, CA
  Kerman, CA
  Firebaugh, CA
• 2008-03-04 → 2011-01-31
  Lpl Financial Llc
  Madera, CA
  Santa Rosa, CA
  Easton, CA
  Kerman, CA
  Fresno, CA
  Fresno, CA
  Selma, CA
  Firebaugh, CA
  Madera, CA
  Fresno, CA
  Fresno, CA
  Mendota, CA
  Firebaugh, CA
  Dos Palos, CA
  Dos Palos, CA
  Los Banos, CA
  Los Banos, CA
  Dos Palos, CA
  Fresno, CA
  Fresno, CA
• 2005-01-06 → 2008-03-04
  Ifmg Securities, Inc.
  Selma, CA
  Fresno, CA
  Santa Rosa, CA
  Easton, CA
  Fresno, CA
  Fresno, CA
  Madera, CA
  Kerman, CA
  Firebaugh, CA
• 2003-09-30 → 2005-01-07
  Citicorp Investment Services
  Fresno, CA
• 2002-08-09 → 2003-10-03
  Wells Fargo Investments, Llc
  Fresno, CA

Other Businesses

1) 05/03/2023 - BMO Investment Services - Investment Related - At Reported Business Locations - DBA for LPL Business (entity for LPL business)

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-08-08
• S63 Uniform Securities Agent State Law Examination
  2000-05-15

Other Names

• Geoff Grabe