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Stephanie A Kennedy

J.P. Morgan Securities LLC

Commerce Township, MI

CRD 4744148

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2015-03-24
TX RA APPROVED 2015-03-24
  • MI RA
    APPROVED
    Since 2015-03-24
  • TX RA
    APPROVED
    Since 2015-03-24

Branch Locations

1449 Haggerty Road, Commerce Township, MI 48390 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Walled Lake MI 10/2012 Present
Jpmorgan Chase Bank (Mi) Walled Lake MI 12/2003 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-13
S63 Uniform Securities Agent State Law Examination 2004-02-06
  • S66 Uniform Combined State Law Examination
    2015-03-13
  • S63 Uniform Securities Agent State Law Examination
    2004-02-06
Other Names
  • Stephanie Ann Whalen
  • Stephanie Ann Whalen
  • Stephanie Ann Whalen
  • Stephanie Ann Kennedy

View on SEC IAPD

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