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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-17 |
| FL | RA | APPROVED | 2023-07-19 |
| TX | RA | APPROVED | 2015-09-02 |
| IL | RA | APPROVED | 2004-04-06 |
Branch Locations
Oakland Park, FL • United States
303 E Wacker Dr Ste 1575, Chicago, IL 60601 • United States
Palm Springs, CA • United States
Palm Springs, CA • United States
Chicago, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Chicago | IL | 12/2003 | 03/2020 |
| Ameriprise Financial Services, Llc | Chicago | IL | 03/2020 | Present |
Business Ownership; F&J Solutions Inc.; Lead organization; This business is lease holder for office space; 303 East Wacker Drive, , Chicago, IL, 60601; Not Investment-Related; 11/01/2007; 1 to 9 hours per month; 1 to 9 during trading hours / Purple Balloons LLC; Owner; Manage Ameriprise Business; 303 East Wacker Dr, Chicago IL, , Chicago, IL, 60601; Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours / Blue Balloons, LLC; Lead the organization; This is the legal entity for practice; 303 E Wacker Drive, Suite 1575, , Chicago, IL, 60601; Investment-Related; 10/01/2020; 60 hours per month; 60 during trading hours. Board of Directors; Chicago House; Treasurer; 2229 S. Michigan Avenue, Ste. 304, , Chicago, IL, 60616; Not Investment-Related; 07/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Purple Balloons, LLC; Owner; Manage advisory business; 303 East Wacker Dr, Chicago IL, , Chicago, IL, 60601; Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-05 |
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