Patrick Joseph Kelly

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-07-17

TX RA
APPROVED

Since 2009-07-17

Branch Locations

9595 Six Pines Dr Ste 6330, The Woodlands, TX 77380 • United States

Willis, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	The Woodlands	TX	07/2009	Present

07/2009 → Present

Lpl Financial

The Woodlands, TX

Previous Registrations

2004-03-16 → 2009-07-23

Ameriprise Financial Services, Llc

The Woodlands, TX

The Woodlands, TX

Other Businesses

1. 8/10/2009 - DBA ONLY - WOODLANDS WEALTH BUILDERS - THE WOODLANDS, TX. 2. 8/10/2009 - NON-VARIABLE INSURANCE - WOODLANDS WEALTH BUILDERS - MARKET LIFE DISABILITY LONG TERM CARE. - TIME SPENT 5% - THE WOODLANDS, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-03-15

S66 Uniform Combined State Law Examination

2004-03-15

Other Names

Patrick Joseph Kelly
Patrick Joseph Kelly

View on SEC IAPD