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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-04 |
| CA | RA | APPROVED | 2015-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Maui In Pismo, Llc | Pismo Beach | CA | 06/2018 | 09/2022 |
| Gsd Building Maintenance | Orcutt | CA | 06/2022 | Present |
| J.P. Morgan Securities Llc | Santa Maria | CA | 02/2016 | 09/2017 |
| J.P. Morgan Chase Bank | Santa Maria | CA | 10/2017 | Present |
| J.P. Morgan Securities Llc | Santa Maria | CA | 10/2017 | Present |
Entity Name: GSD Building Maintenance Investment related: No "Address: 968 Clubhouse Rd. Orcutt, CA 93455" Nature of the other business: Cleaning Services Position/Title/Relationship: Employee/Contractor Start Date: 06/20/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a commercial janitorial business. No there is no connections to JPMC or my role what-so-ever with JPMC
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-04-22 |
| S65 | Uniform Investment Adviser Law Examination | 2012-02-24 |
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