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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-28
PA RA APPROVED 2009-10-08
  • TX RA
    APPROVED_RES
    Since 2020-08-28
  • PA RA
    APPROVED
    Since 2009-10-08

Branch Locations

274 Third Street, Beaver, PA 15009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Beaver PA 09/2009 Present
Other Businesses

1. Hammerspace LLC; 600 Saint Lawrence Lane, Gibsonia, PA 15044; Writing film and television screenplays, comic books, novels, etc; Joint owner; Writing, producing, directing, sales, and marketing; 01/01/2008; 100 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 2. Tinaca, LLC 600 Saint Lawrence Lane, Gibsonia, PA 15044; Purchasing investment real estate; member; Invest capital, buy real estate, collect rent, and pay bills; 06/22/2020; 3 Hours per Month; Not During Securities Trading Hours; Investment-Related. 3. Bar-Waz LLC; 49101 Barley Ct, Indio, CA 92201; Residential rental real estate; Partial owner of real estate entity; Own and operate entity; 07/01/2020; 10 Hours per Month; Not During Securities Trading Hours; Investment-Related. 4. The Ellis School; 6425 Fifth Avenue Pittsburgh PA 15206; Private education K-12; Investment Committee Member; Drafting RFPs, reviewing investment performance, meeting with investment advisors, coordinating investment strategy for endowment funds; 12/15/2023; 4.00hrs/month; Not during securities trading hours; Not Investment-Related 5. The Ellis School; 6425 Fifth Ave. Pittsburgh PA 15206; K-12 girls' school; Trustee -- Ellis Board of Trustees; Help to ensure that the school is following its strategic mission. Hire/fire the Head of School (the Board as a whole has the responsibility).; 08/24/2024; 30 hours per year; Not during securities trading hours; Not Investment-Related 6. The Ellis School; 6425 Fifth Ave. Pittsburth PA 15206; K-12 girls' school; Finance Committee; Board of Trustees Member - Finance Committee; 09/04/2024; 20 hours per year; Not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-12
  • S66 Uniform Combined State Law Examination
    2004-02-12
Other Names
  • Walter Mark Mancing

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