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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-28 |
| PA | RA | APPROVED | 2009-10-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Beaver | PA | 09/2009 | Present |
1. Hammerspace LLC; 600 Saint Lawrence Lane, Gibsonia, PA 15044; Writing film and television screenplays, comic books, novels, etc; Joint owner; Writing, producing, directing, sales, and marketing; 01/01/2008; 100 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 2. Tinaca, LLC 600 Saint Lawrence Lane, Gibsonia, PA 15044; Purchasing investment real estate; member; Invest capital, buy real estate, collect rent, and pay bills; 06/22/2020; 3 Hours per Month; Not During Securities Trading Hours; Investment-Related. 3. Bar-Waz LLC; 49101 Barley Ct, Indio, CA 92201; Residential rental real estate; Partial owner of real estate entity; Own and operate entity; 07/01/2020; 10 Hours per Month; Not During Securities Trading Hours; Investment-Related. 4. The Ellis School; 6425 Fifth Avenue Pittsburgh PA 15206; Private education K-12; Investment Committee Member; Drafting RFPs, reviewing investment performance, meeting with investment advisors, coordinating investment strategy for endowment funds; 12/15/2023; 4.00hrs/month; Not during securities trading hours; Not Investment-Related 5. The Ellis School; 6425 Fifth Ave. Pittsburgh PA 15206; K-12 girls' school; Trustee -- Ellis Board of Trustees; Help to ensure that the school is following its strategic mission. Hire/fire the Head of School (the Board as a whole has the responsibility).; 08/24/2024; 30 hours per year; Not during securities trading hours; Not Investment-Related 6. The Ellis School; 6425 Fifth Ave. Pittsburth PA 15206; K-12 girls' school; Finance Committee; Board of Trustees Member - Finance Committee; 09/04/2024; 20 hours per year; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-12 |
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