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Thomas Joseph Floyd

LPl Financial LLC

Orlando, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-25
  • FL RA
    APPROVED
    Since 2025-06-25

Branch Locations

135 West Central Blvd Suite 200, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Orlando FL 12/2003 02/2018
Td Ameritrade, Inc. Orlando FL 02/2018 09/2019
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 09/2019
Robinhood Financial, Llc Lake Mary FL 10/2019 06/2023
Robinhood Markets, Inc Lake Mary FL 06/2022 06/2023
Home Educator Orlando FL 06/2023 09/2024
Floyd Financial Coaching, Llc Orlando FL 09/2024 06/2025
Fairwinds Credit Union Orlando FL 06/2025 Present
Lpl Financial Llc Orlando FL 06/2025 Present
  • 12/2003 → 02/2018
    Scottrade, Inc.
    Orlando, FL
  • 02/2018 → 09/2019
    Td Ameritrade, Inc.
    Orlando, FL
  • 02/2018 → 09/2019
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 10/2019 → 06/2023
    Robinhood Financial, Llc
    Lake Mary, FL
  • 06/2022 → 06/2023
    Robinhood Markets, Inc
    Lake Mary, FL
  • 06/2023 → 09/2024
    Home Educator
    Orlando, FL
  • 09/2024 → 06/2025
    Floyd Financial Coaching, Llc
    Orlando, FL
  • 06/2025 → Present
    Fairwinds Credit Union
    Orlando, FL
  • 06/2025 → Present
    Orlando, FL
Previous Registrations
  • 2018-02-28 → 2019-09-04
    Td Ameritrade, Inc.
    Orlando, FL
  • 2018-02-26 → 2019-09-04
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Orlando, FL
  • 2017-02-17 → 2018-02-26
    Scottrade Investment Management
    Orlando, FL
Other Businesses

1) 06/24/2025 - Fairwinds Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-27
S63 Uniform Securities Agent State Law Examination 2006-04-13
  • S66 Uniform Combined State Law Examination
    2025-05-27
  • S63 Uniform Securities Agent State Law Examination
    2006-04-13
Other Names
  • Joey Floyd
  • Thomas Joey Floyd
  • Joe Floyd

View on SEC IAPD

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