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Openarc Corporate Advisory, LLC CRD 336837
$10.1B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
3550 Peachtree Road Ne Floor 7, Atlanta, GA 30326 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-10-02 |
| TX | RA | APPROVED_RES | 2025-09-25 |
Branch Locations
3550 Peachtree Road Ne Floor 7, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith | Alpharetta | GA | 07/2006 | 09/2025 |
| Bank Of America, Na | Atlanta | GA | 09/2009 | 09/2025 |
| Openarc Corporate Advisory, Llc | Atlanta | GA | 09/2025 | Present |
I* 1808290 For profit or not for profit: Name of outside business organization: Troy University Investment related: no Address of business: Troy, AL, 36082 Nature of business: School, College or University Position, title, association: Other Start date of relationship: 05/15/2024 Number of hours devoted: 10 yearly Number of hours devoted during trading hours: 0 Duties: Member of the Troy University Sorrell College of Business Advisory Council.. I*389383, Entity Type: Entity For Profit, Name of OBA: IMCA, Address: Greenwood Village, Colorado 80111, Investment Related: Y, Position, Title, Association: Other, Employee Start Date: 04/05/2017, No Hours: 8, No Hours during trading: 8, Duties: Volunteering to help with the CIMA Exam development efforts.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-26 |
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