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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-07-06 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
1011 Route 22 Suite 104, Bridgewater, NJ 08807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Princeton | NJ | 01/2015 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 09/2022 |
| Mml Investors Services, Llc | Princeton | NJ | 03/2017 | 07/2020 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 07/2020 | Present |
1.)INDEPENDENT INSURANCE AGENT FROM BUSINESS ADDRESS 1 HOUR SECURITIES DENTAL AND GROUP DISABILITY INCOME -LIFE ACCIDENT AND HEALTH SINCE 1/2015 2.) Creative Risk Management, Is Not Investment Related, Property Casualty, Sales Broker, 2016-01-01, 2 hours per month, 0 hours per month during trading hours, Commission Compensation, "obtain client/prospect existing property casualty declaration pages and send to CRM once new quotes are obtained, position property casualty quotes to clients" 3.) INVEST IN TOMORROW, LLC Is Investment Related, LLC, Owner, 2023-01-01, 0 hours per month, 0 hours per month during trading hours, No Compensation Compensation, LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-26 |
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