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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-27 |
| FL | RA | APPROVED | 2015-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Clearwater | FL | 04/2015 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clearwater | FL | 04/2015 | Present |
I*462492, Entity Type: Entity For Profit, Name of OBA: TBD, Address: Lutz, Florida 33558, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 09/30/2020, No Hours: 8, No Hours during trading: 0, Duties: Selling products online
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-02 |
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