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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-04
AK RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2020-02-04
  • AK RA
    APPROVED
    Since 2011-01-03

Branch Locations

301 W Northern Lights Blvd 5Th Fl, Ste 501 [Wa-Rbo], Anchorage, AK 99503 • United States

301 W Northern Lights Blvd Ste 100, Anchorage, AK 99503 • United States

16600 Centerfield Dr, Eagle River, AK 99577 • United States

705 S Bailey St, Palmer, AK 99645 • United States

1701 E Parks Hwy, Wasilla, AK 99654 • United States

1500 W Benson Blvd, Anchorage, AK 99503 • United States

5740 Debarr Rd, Anchorage, AK 99504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Anchorage AK 01/2011 11/2016
Wells Fargo Clearing Services, Llc Anchorage AK 11/2016 Present
Previous Registrations
  • 2005-09-06 → 2011-01-03
    Wells Fargo Investments, Llc
    Anchorage, AK
    Anchorage, AK
    Anchorage, AK
    Anchorage, AK
    Anchorage, AK
    Anchorage, AK
    Anchorage, AK
    Anchorage, AK
  • 2000-09-06 → 2005-08-29
    Morgan Stanley Dw Inc.
    Anchorage, AK
Other Businesses

RENTAL PROPERTY - INVESTMENT RELATED. ANCHORAGE, AK. OWNER. START: 4/1/2014; 8 HRS PER MO/0 DURING TRADING. DUTIES: COLLECT RENT, MAINTAIN PROPERTY. COOK INLET SOCCER CLUB; NOT INVESTMENT RELATED; ANCHORAGE,AK; TREASURER; START DATE 03/01/2019; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; RECEIVING MONEY FROM TEAM PARENTS FOR ANY FEES OUTSIDE OF THE STANDARD CISC FEE (MEMBERSHIP) OR PLAYERS UNIFORM FEES, MAKING DEPOSITS, CHECK BALANCES, WRITING CHECKS FOR NON-STANDARD EXPENSES SUCH AS SOCCER TOURNAMENTS AND OTHER TEAM ACTIVITIES, RESPONSIBLE FOR ALL CASH OR ACCOUNT TRANSFERS DUE TO FUNDRAISING, KEEPING TRACK OF INDIVIDUAL PLAYER CREDITS DUE TO FUNDRAISING OR OTHER CREDITS DEEMED APPROPRIATE VIA AN EXCEL SPREADSHEET SUNCE ALL FUNDRAISED MONIES GO INTO THE ONE CENTRAL ACCOUNT HELD AT NORTHRIM.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-03
  • S66 Uniform Combined State Law Examination
    2000-04-03
Other Names
  • Richard K. Tilton

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