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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2011-03-28 |
| TX | RA | APPROVED | 2009-04-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Greendale | WI | 03/2007 | Present |
1. 01/16/2007 - OTHER-VOLLEYBALL - PROFESSIONAL VOLLEYBALL PLAYER - TIME SPENT 1%. 2. 6/2/2010 - OTHER-YOGA INSTRUCTOR - YOGA INSTRUCTOR: TEACHING A COMMUNITY YOGA CLASS ONE NIGHT/WEEK. - TIME SPENT 2%. 3. 03/25/2014 - Manchester Investments - INV REL - AT REPORTED LOCATION -DBA for LPL Business (entity for LPL business) 4. 05/31/2016 * Hopf Financial, Inc. * Business Entity For Tax/Investment Purposes Only * inv rel * 5623 Broad St. Greendale, WI 53129 * start 03/31/2014 * Business Entity For Tax/Investment Purposes Only * 0 hrs/mo. 5. 6/29/2017 - Hunken Agency, Crump, Marsh - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/07/2017 - 3 Hours Per Month/0 Hours During Securities Trading - Fixed insurance 6. 07/11/2023 - Elevated Auto Transport LLC - Not Investment Related - Centennial, OH - Other - Reps Business - 10% Owner - Start Date 07/01/2023 - 4 Hors Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-05 |
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