Maria Montero-chin

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-12

NY RA
APPROVED

Since 2021-04-12

Branch Locations

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	05/2012	06/2020
Equitable Advisors, Llc	New York	NY	05/2012	Present

05/2012 → 06/2020

Axa Advisors, Llc

New York, NY
05/2012 → Present

Equitable Advisors, Llc

New York, NY

Previous Registrations

2007-03-27 → 2012-04-04

Equitable Advisors, Llc

Melville, NY
2004-07-22 → 2006-08-02

Ladenburg Thalmann Asset Management Inc

Melville, NY

Other Businesses

MAX TAX 1342 LLC, BROOKLYN,NY TAX PREPARER AND NOTARY PUBLIC, DEC 2013. Property Mgr, 1342 St Johns Place, Brooklyn, NY 11213, manager and adminsitration of rental property, started 10/01/09, 5hrs per mo.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-04-17

S66 Uniform Combined State Law Examination

2004-04-17

Other Names

Maria Montero
Maria E. Montero
Maria Montero-Chin

View on SEC IAPD