Joseph Daniel Lyons

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 07/2021
  Waddell & Reed Inc
  Bellevue, WA
• 09/2009 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Duvall, WA
• 10/2008 → 07/2021
  Little Moon Cellars
  Duvall, WA
• 12/2011 → 07/2021
  Sno-Valley North Little League
  Duvall, WA
• 10/2016 → 07/2021
  Sno-Valley North Little League
  Duvall, WA
• 08/2017 → 01/2019
  Duvall Chamber Of Commerce
  Duvall, WA
• 08/2017 → 07/2021
  Joseph Lyons & Heather Lyons
  Duvall, WA
• 05/2018 → 07/2021
  15 James
  Duvall, WA
• 07/2021 → Present
  Lpl Financial Llc
  Duvall, WA

Previous Registrations

• 2009-08-24 → 2021-07-21
  Waddell & Reed
  Bellevue, WA
  Seattle, WA
  Seattle, WA
  Duvall, WA
  Duvall, WA
• 2006-07-03 → 2008-11-11
  Td Ameritrade, Inc.
  Bellevue, WA
  Boston, MA
• 2006-07-03 → 2008-11-11
  Td Ameritrade Investment Management, Llc
  Bellevue, WA
  Boston, MA
• 2002-03-11 → 2005-08-29
  Morgan Stanley Dw Inc.
  Bellevue, WA

Other Businesses

1) 09/02/2021 - 15 James - Business Entity For Tax/Investment Purposes Only - Home Based - Not Investment Related - Start date: 05/2018 - 1 Hr Per m - 0 hr during Trading 2) 09/02/2021 - Inv Rel - Non-Variable Insurance - At Reported Business Location(s) 3) 09/03/2021 - Little Moon Cellars - Outside/W-2 Employment - Not Investment Related - Duvall , WA - Start date: 10/2008 - 0 Hr Per m - 0 hr during Trading 4) 09/03/2021 - Joseph Lyons & Heather Lyons - Real Estate Rental - Duvall, WA - Investment Related - Start date: 8/2017 - 0 Hr Per m - 0 hr during Trading 5) 3/23/2023 - Yellow Hat, LLC. - Investment Related - At reported Business location(s) - Real Estate Rental - Start Date - 02/17/2023 - 2 Hours Per Month/0 Hours During Securities Trading 6) 02/21/2025- Riverview School District / Cedarcrest High School- Other - High School Softball Coach- Not INV Related- At Duvall, WA- Start date 03/03/2025- 35 Hours During Trading 7) 06/23/2025 - Crossfit Big Rock - Not Investment Related - Other - Coach - Duvall, WA - Start Date:07/02/2025 - 24 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-09-24
• S63 Uniform Securities Agent State Law Examination
  2000-07-24

Other Names

• Joseph Lyons