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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-29 |
| TX | RA | APPROVED | 2025-08-29 |
Branch Locations
470 Nevada St Ste 200, Auburn, CA 95603-3752 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Grass Valley | CA | 06/2008 | 08/2025 |
| Ameriprise Financial Services, Llc | Auburn | CA | 08/2025 | Present |
Board of Directors; Advisory board Salvation Army; Board member; 286 sutter street, , Auburn, CA, 95603; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-24 |
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