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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2026-02-11 |
| TX | RA | APPROVED_RES | 2013-09-20 |
| CA | RA | APPROVED | 2012-10-01 |
Branch Locations
31250 Palos Verdes Dr W, Rancho Palos Verdes, CA 90275 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Rancho Palos Verdes | CA | 10/2012 | Present |
| Jpmorgan Chase Bank, N.A. | Rancho Palos Verdes | CA | 10/2012 | Present |
Entity Name: Honu Escape Investment related: N Address: Banhattan Beach, CA 90266 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 01/03/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a single member LLC setup for a 1 unit condo that will offer short term rentals ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: (SELF) POSITION: FREELANCE DJ START DATE: 5/12/2018 ADDRESS: 3900 Manhattan Beach, CA DETAILS: DJ FOR EVENTS, WEDDINGS, BIRTHDAY PARTIES ETC. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 5 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-03 |
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