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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-09-20 |
| CA | RA | APPROVED | 2012-10-01 |
Branch Locations
501 Broadway, Sonoma, CA 95476 • United States
1399 Railroad Ave, Saint Helena, CA 94574 • United States
1753 Trancas St, Napa , CA 94558 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | San Francisco | CA | 10/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-21 |
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