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940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2022-11-10 |
| IA | RA | APPROVED | 2022-01-03 |
| MN | RA | APPROVED | 2016-08-24 |
Branch Locations
940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
975 34Th Ave Nw Suite 210, Rochester, MN 55901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bullpen Trading Llc | Rochester | MN | 05/2009 | Present |
| Lasalle St Securities, Llc | Elmhurst | IL | 06/2013 | Present |
FIXED INSURANCE; BULLPEN TRADING, LLC-START DT 05/06/13, COMMODITY BRKR, APPROX $50K - $60K COMPENSATION, 40% OF THEIR WORK WEEK, NO LSS CUSTOMERS INVOLVED; BULLPEN WEALTH ADVISORS, LLC-START DT 05/06/13, WILL BE INVOLVED WITH LASALLE SECURITIES BUSINESS, WILL USE INCOME TO PAY OVERHEAD EXPENSES, I.E., STAFF, RENT, SALARY, ETC.,3 EMPLOYEES, WILL NOT INVOLVE LSS CUSTOMERS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-24 |
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