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Mark Thomas Weeks

Cetera Investment Advisers LLC

Atlanta, GA

CRD 4741403

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-29
GA RA APPROVED 2023-03-23
  • TX RA
    APPROVED_RES
    Since 2023-06-29
  • GA RA
    APPROVED
    Since 2023-03-23

Branch Locations

6425 Powers Ferry Rd Ste 290, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Atlanta GA 01/2007 12/2020
Princor Financial Services Corp Atlanta GA 01/2007 12/2020
Benefits Advisory Group Atlanta GA 07/2009 03/2017
52 Weeks Financial Atlanta GA 07/2012 Present
Cetera Wealth Services, Llc El Segundo CA 12/2020 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2023 Present
  • 01/2007 → 12/2020
    Principal Life Insurance Co
    Atlanta, GA
  • 01/2007 → 12/2020
    Princor Financial Services Corp
    Atlanta, GA
  • 07/2009 → 03/2017
    Benefits Advisory Group
    Atlanta, GA
  • 07/2012 → Present
    52 Weeks Financial
    Atlanta, GA
  • 12/2020 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-12-07 → 2021-05-20
    Summit Financial Group Inc
    Atlanta, GA
  • 2012-12-21 → 2020-12-17
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
Other Businesses

1. NAME OF OTHER BUSINESS: 52 WEEKS FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 07/2012; POSITION/TITLE/RELATIONSHIP: CEO; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 35; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 1/2007; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-18
S63 Uniform Securities Agent State Law Examination 2004-04-02
  • S65 Uniform Investment Adviser Law Examination
    2012-12-18
  • S63 Uniform Securities Agent State Law Examination
    2004-04-02

View on SEC IAPD

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