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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-11-01 |
| VA | RA | APPROVED | 2018-11-01 |
Branch Locations
4000 Legato Road 8Th Floor, Fairfax, VA 22033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edelman Financial Services Llc | Fairfax | VA | 07/2009 | 11/2018 |
| Ef Legacy Securities, Llc | Henrico | VA | 04/2016 | 10/2018 |
| Financial Engines Advisors L.L.C. | Sunnyvale | CA | 11/2018 | Present |
1) Northern Virginia Therapeutic Riding Program (NVTRP); INVESTMENT RELATED: No; ADDRESS: 6429 Clifton Rd, Clifton, VA 20124; NATURE: NVTRP, at O'Shaughnessy Farm, is a nonprofit 501(c)(3), providing equine-assisted activities to people with disabilities, youth-at-risk, recovering military personnel, and others in need in an inclusive, community setting; POSITION: Board Member; START DATE: 10/11/2021; NUMBER OF HOURS/MONTH: 2 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 2 Hrs.; DUTIES: Review Managed Investments quarterly to see if in line with NVTRP investment policy. I do not make specific recommendations I am simply reviewing to see if consistent with policy.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-06 |
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