Robert Bruce Cumming

Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → Present
  Lpl Financial, Llc
  Yardley, PA
• 12/2011 → Present
  Private Advisor Group, Llc
  Yardley, PA

Previous Registrations

• 2009-06-01 → 2011-12-23
  Morgan Stanley
  Lawrenceville, NJ
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Lawrenceville, NJ
• 2004-01-12 → 2007-04-02
  Morgan Stanley Dw Inc.
  Lawrenceville, NJ
  Lawrencevill, NJ

Other Businesses

(1) 10/28/2013- PRIVATE ADVISOR GROUP- REGISTERED INVESTMENT ADVISOR DBA- (HYBRID) PRIVATE ADVISOR GROUP- PROVIDE ADVISORY SERVICES. CHARGE WRAP FEES- TIME SPENT 99%- YARDLEY, PA (2) 2/21/2023 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date - 06/06/2019 - 1 Hours Per Month/1 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 02/2023. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2000-05-05