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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-01-27
KS RA APPROVED 2004-04-02
  • TX RA
    APPROVED_RES
    Since 2009-01-27
  • KS RA
    APPROVED
    Since 2004-04-02

Branch Locations

5700 W 112Th St Ste 130, Overland Park, KS 66211-1749 • United States

Olathe, KS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Overland Park KS 12/2003 03/2020
Ameriprise Financial Services, Llc Overland Park KS 03/2020 Present
Other Businesses

Business Ownership; Creative Collaboration LLC; Managing Director; other, used to manage practice expenses, taxes and staff compensation; 5700 W 112th Ste 130, , Overland Park, KS, 66211; Not Investment-Related; 02/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / JAR Operations LLC; Owner; Manage Ameriprise Business; 5700 W 112th street, suite 130, , Overland Park, KS, 66211; Not Investment-Related; 01/01/2024; 60 hours per month; 60 during trading hours. Outside Employment; Creative Collaboration; Owner/Financial Advisor - Role is (Financial Advisor - Advisory Services) this is compensation paid to me for providing client service support, analysis and recommendations as it relates to Financial planning and Managed Accounts. This work includes: directing staff duties on a day to day basis, executing paperwork, completing analysis, providing recommendations, meeting with clients, answering ad hoc questions/calls from clients and ensuring key compliance expectations are being met.; ; 5700 W 112th street, suite 130, , Overland Park, KS, 66062; Investment-Related; 04/10/2020; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-01
  • S66 Uniform Combined State Law Examination
    2004-04-01

View on SEC IAPD

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