Alexis Javier Ortiz Diaz

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2013-01-30

PR RA
APPROVED

Since 2013-01-30

Branch Locations

Urb Parkville Ext Za-23 Calle Romerillo Ste A-2, Guaynabo, PR 00969 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Primerica Financial Services	Guaynabo	PR	07/2001	Present
Pfs Investments Inc.	Guaynabo	PR	03/2005	Present

07/2001 → Present

Primerica Financial Services

Guaynabo, PR
03/2005 → Present

Pfs Investments Inc.

Guaynabo, PR

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Rebllin Corp., Investment Related, 4991 E Mckinley Ave # 104 Fresno, CA 93727, Primerica Entity, Owner, 09/2019-Present, 160 hours per month (140 hours per month during securities trading hours), legal entity formed solely for Primerica business purposes

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2014-03-07
S65	Uniform Investment Adviser Law Examination	2013-01-11

S63 Uniform Securities Agent State Law Examination

2014-03-07
S65 Uniform Investment Adviser Law Examination

2013-01-11

Other Names

Alexis Javier Ortizdiaz

View on SEC IAPD