Thomas Schlifke Clarke

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-02-09
SC	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2011-02-09
SC RA
APPROVED

Since 2009-06-01

Branch Locations

850 Morrison Drive Suite 800, Charleston, SC 29403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Charleston	SC	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley

Charleston, SC
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-06-18 → 2009-06-01

Citigroup Global Markets Inc.

Charleston, SC

Other Businesses

479515- Breakwater Holdings LLC; Investment related -Yes; Mount Pleasant, South Carolina Real Estate; Organizer(proprietor, partner, officer, director, employee, trustee, agent); 05/2021; During business hours: 0; After business hours: 1;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-06-09

S66 Uniform Combined State Law Examination

2007-06-09

Other Names

Tommy Clarke

View on SEC IAPD