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Cwm, LLC CRD 155344
$50.6B regulatory AUM 248 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-27 |
Branch Locations
440 Louisiana St. Ste. 650, Houston, TX 77002 • United States
14600 Branch St., Omaha, NE 68154 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eagle Mortgage | Houston | TX | 06/2016 | 09/2016 |
| Regions Bank | Houston | TX | 09/2016 | 03/2020 |
| Cetera Investment Advisers Llc | Houston | TX | 10/2016 | 02/2019 |
| Cetera Investment Services Llc | St. Cloud | MN | 10/2016 | 02/2019 |
| Lpl Financial, Llc | Houston | TX | 03/2020 | 07/2022 |
| Cwm, Llc | Omaha | NE | 07/2022 | Present |
| Wealth Standard Financial | Houston | TX | 03/2020 | Present |
1. NAME OF BUSINESS: Unlike Regular People NATURE: Apparel START: 02/01/2020 POSITION: Owner APPX. HRS/MONTH: 30 % APPX HRS/MONTH DURING TRADING HOURS: o DUTIES: CEO, Inventory, Sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-11 |
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