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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-18 |
Branch Locations
Palm Beach Gardens, FL • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
512 W 22Nd Street, 7Th Floor, New York, NY 10011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 02/2005 | 11/2019 |
| Hightower Securities Llc | New York | NY | 11/2019 | Present |
NAME OF ENTITY: WILSON FINANCIAL GROUP TYPE OF BUSINESS: NOT USED FOR BUSINESS STRICTLY SET UP TO RUN EXPENSES THROUGH ROLES/RESPONSIBILITIES: OWNER # OF HOURS PER MONTH: 0 START DATE: 01/01/2015 AVERAGE MONTHLY COMPENSATION: $0 NON-INVESTMENT RELATED: NON-AXA NETWORK OUTSIDE INSURANCE APPOINTMENTS OR INSURANCE BROKERAGE CONTRACTS: 1. HIGHLAND CAPITAL 2. HCC 3. OXFORD 4. BLUE CROSS 5. EMBLEM 6. PENN MUTUAL 7. HANLEIGH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-27 |
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