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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-18
  • NY RA
    APPROVED
    Since 2021-03-18

Branch Locations

Palm Beach Gardens, FL • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

512 W 22Nd Street, 7Th Floor, New York, NY 10011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 02/2005 11/2019
Hightower Securities Llc New York NY 11/2019 Present
  • 02/2005 → 11/2019
    Axa Advisors, Llc
    New York, NY
  • 11/2019 → Present
    Hightower Securities Llc
    New York, NY
Previous Registrations
  • 2005-03-09 → 2019-11-22
    Rye Brook, NY
    Stamford, CT
    New York, NY
    Stamford, CT
    Stamford, CT
Other Businesses

NAME OF ENTITY: WILSON FINANCIAL GROUP TYPE OF BUSINESS: NOT USED FOR BUSINESS STRICTLY SET UP TO RUN EXPENSES THROUGH ROLES/RESPONSIBILITIES: OWNER # OF HOURS PER MONTH: 0 START DATE: 01/01/2015 AVERAGE MONTHLY COMPENSATION: $0 NON-INVESTMENT RELATED: NON-AXA NETWORK OUTSIDE INSURANCE APPOINTMENTS OR INSURANCE BROKERAGE CONTRACTS: 1. HIGHLAND CAPITAL 2. HCC 3. OXFORD 4. BLUE CROSS 5. EMBLEM 6. PENN MUTUAL 7. HANLEIGH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-27
  • S66 Uniform Combined State Law Examination
    2004-03-27
Other Names
  • Eric Wilson

View on SEC IAPD

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