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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-26 |
| IL | RA | APPROVED | 2021-03-24 |
Branch Locations
860 Nw Highway, Fox River Grove, IL 60021 • United States
122 West Main Street, Cary, IL 60013 • United States
720 S Eighth Street, West Dundee, IL 60118 • United States
6900 Huntley Road, Carpentersville, IL 60110 • United States
Crystal Lake, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harris Investor Services, Inc | West Dundee | IL | 03/2011 | Present |
| Lpl Financial Llc | Cary | IL | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-13 |
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