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Asha Tangri Goldstein

Corient

Chicago, IL

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-26
  • IL RA
    APPROVED
    Since 2026-06-26

Branch Locations

10 S. Wacker Suite 3100, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cedar Hill Associates Llc Chicago IL 07/2011 12/2018
Vivaldi Capital Management, Llc Chicago IL 12/2018 06/2026
Corient Chicago IL 06/2026 Present
  • 07/2011 → 12/2018
    Cedar Hill Associates Llc
    Chicago, IL
  • 12/2018 → 06/2026
    Vivaldi Capital Management, Llc
    Chicago, IL
  • 06/2026 → Present
    Corient
    Chicago, IL
Previous Registrations
  • 2018-12-26 → 2026-06-17
    Debussy Capital Management Lp
    Chicago, IL
  • 2011-07-19 → 2018-12-11
    Cedar Hill Associates, Llc
    Chicago, IL
  • 2007-05-29 → 2011-07-08
    Citigroup Global Markets Inc.
    Chicago, IL
    Chicago, IL
  • 2006-11-01 → 2007-05-29
    Citicorp Investment Services
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-06
S63 Uniform Securities Agent State Law Examination 2004-01-16
  • S66 Uniform Combined State Law Examination
    2006-09-06
  • S63 Uniform Securities Agent State Law Examination
    2004-01-16
Designations
Other Names
  • Asha Rani Tangri
  • Asha Goldstein
  • Asha Tangri
  • Asha Goldstein

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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