Joseph Michael Faragasso

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-02-03
CA	RA	APPROVED	2025-08-27
PA	RA	APPROVED	2025-06-04

Branch Locations

510 Kimberton Road / Maple Lawn Village Center Mailstop: 19B-6493, Phoenixville, PA 19460 • United States

50 East Uwchlan Avenue Mailstop: 19B-6723, Exton, PA 19341 • United States

300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Mass Mutual	Coatsville	PA	05/2010	12/2016
Mml Investors Services Inc	Coatsville	PA	06/2010	12/2016
Western Southern Life	Bala Cynwyd	PA	12/2016	06/2022
W&S Brokerage Services	Cincinnati	OH	03/2016	06/2022
Northwestern Mutual Life Insurance Company	Milwaukee	WI	06/2022	05/2025
Northwestern Mutual Investment Services Llc	Radnor	PA	06/2022	05/2025
Northwestern Mutual Wealth Management Company	Radnor	PA	07/2022	05/2025
Citizens Securities, Inc.	Exton	PA	05/2025	Present

2022-06-28 → 2025-07-15

Northwestern Mutual Investment Services, Llc

Radnor, PA
2018-10-18 → 2022-06-27

W&S Brokerage Services, Inc.

Wayne, PA

Cincinnati, OH
2016-02-29 → 2016-12-15

Wienken Advisors, Ltd.

Mechanicsburg, PA
2010-06-30 → 2016-12-12

Mml Investors Services, Llc

Exton, PA

Chadds Ford, PA

Coatesville, PA
2004-04-15 → 2010-06-03

Equitable Advisors, Llc

Bala Cynwyd, PA

Coatesville, PA

Chaddsford, PA

Bala Cynwyd, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-03-24

Other Firms