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Sheryl Marie Nessel Cruz

Northern Trust Securities, Inc.

Sarasota, FL

Sarasota, FL

Chicago, IL

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Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-02-09
  • FL RA
    APPROVED
    Since 2015-02-09

Branch Locations

Sarasota, FL • United States

1515 Ringling Boulevard, Sarasota, FL 34236 • United States

50 South Lasalle, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Securites Inc Sarasota FL 10/2011 Present
  • 10/2011 → Present
    Northern Trust Securites Inc
    Sarasota, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-30
  • S66 Uniform Combined State Law Examination
    2015-01-30
Other Names
  • Sheryl Nessel
  • Sheryl Marie Nessel
  • Sheryl Cruz
  • Sheryl Nessel Cruz

View on SEC IAPD

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