Alan Lloyd Johnson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 01/2017
  Jra Financial Advisors
  Maple Grove, MN
• 01/2013 → 11/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 01/2017 → 11/2020
  Advisornet Wealth Management
  Minneapolis, MN
• 01/2017 → 11/2020
  Advisornet Financial Inc. Dba Portfolio Partners
  Maple Grove, MN
• 01/2017 → 03/2020
  Advisornet Financial Inc. Dba Jra Financial
  Maple Grove, MN
• 04/2019 → 03/2021
  Advisornet Financial Inc. Dba Advisornet Financial Partners
  Maple Grove, MN
• 06/2021 → Present
  Royal Alliance
  Maple Grove, MN

Previous Registrations

• 2014-01-13 → 2020-11-13
  Cetera Wealth Services, Llc
  Minnetonka, MN
  Minnetonka, MN
• 2017-04-18 → 2020-11-12
  Advisornet Wealth Partners
  Maple Grove, MN
  Minnetonka, MN
• 2014-01-13 → 2017-02-15
  Jra Financial Advisors, Inc.
  Maple Grove, MN

Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, ANNUITIES AND LONG TERM CARE; (2) TRUSTEE AND POA NOT INVESTMENT RELATED SAME AS RESIDENTIAL ADDRESS SINCE 3/2015 LESS THAN 1 HOUR PER WEEK, NONE DURING TRADING HOURS SERVING AS TRUSTEE AND POA FOR AUNT AND UNCLE (3) TA HARDWOODS POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/28/2022 ADDRESS: 7098 Trenton Ln N, Maple Grove MN 55369, United States DESCRIPTION: Own and operate a woodworking business out of my home. Design, build, and sell gifts, signs, furniture and other items. (4) TRUSTEE AND POA POSITION: POA NATURE: Serving as Power of Attorney and Trustee for my Aunt and Uncle as well as my Mother. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/20/2015 ADDRESS: 7098 Trenton Ln N, Maple Grove MN 55369, United States DESCRIPTION: Assisting my family members as needed with power of attorney needs. (5) ALAN JOHNSON WEALTH MANAGEMENT LLC (DBA ENCORE FINANCIAL) POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2021 ADDRESS: 4425 Highway 169 N, Unit 100, Plymouth MN 55442, United States DESCRIPTION: Providing fixing insurance services to clients on an as needed basis. (6) STORYBOOK HOLDINGS, LLC POSITION: Owner Operator NATURE: Real Estate Holding Company structured as an LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2025 ADDRESS: 7098 Trenton Ln N, Maple Grove MN 55369, United States DESCRIPTION: Managing residential rental real estate, which includes upkeep and maintenance, tenant management, financial record keeping, and marketing of the rental properties.

Exams

• S66 Uniform Combined State Law Examination
  2004-01-29