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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-04 |
| NC | RA | APPROVED | 2015-08-20 |
Branch Locations
4529 Sharon Road, Charlotte, NC 28211-3521 • United States
8700 Sam Furr Road, Huntersville, NC 28078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Huntersville | NC | 03/2004 | Present |
| Charles Schwab Bank, Ssb | Huntersville | NC | 11/2005 | Present |
Start Date = 11-01-18| Di Piazza Impresa, LLC| Sole Proprietor| Lewisville, NC| Hours/Month = Less than 20| My LLC will be included in a Family Business LLC. The business will be an importer of countertop kitchen appliances, e.g., convection oven, toasters, microwaves, coffee makers, espresso machines as well as other kitchen utensils and accessories and will be marketed and sold through online retail channels.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-30 |
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