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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
701 North Post Oak Rd Suite 320, Houston, TX 77024 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Houston | TX | 12/2003 | 08/2022 |
| Metlife Securities Inc | Houston | TX | 12/2003 | 08/2022 |
| Massmutual Life Insurance Company | Houston | TX | 07/2016 | 09/2022 |
| Mml Investors Services, Llc | Houston | TX | 03/2017 | 09/2022 |
| Cetera Advisors Llc | St Cloud | MN | 09/2022 | Present |
| Latafath Hussain Financial Services, Llc Dba Zabie'S Farm | Rosharon | TX | 04/2016 | 09/2022 |
| Latafath Hussain Financial Services, Llc | Houston | TX | 07/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. NAME OF OTHER BUSINESS: TOTUS WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: LATAFATH HUSSAIN FINANCIAL SERVICES, LLC DBA ZABIE'S FARM, INVESTMENT RELATED: NO, ADDRESS: 7410 W FM 1462, ROSHARON, TX. 77583, NATURE OF BUSINESS: FARM AND RANCH, START DATE: 04/2016,, POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 20, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HELP AND SUPERVISE GROW VEGETABLES AND RAISE CHICKENS AND GOATS; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2022 APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: 12; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 4. NAME OF OTHER BUSINESS: LATAFATH HUSSAIN FINANCIAL SERVICES, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/2023, POSITION/TITLE/RELATIONSHIP: OWNER), APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-22 |
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