Daniel Charles Lauer

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 05/2014 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2004-05-04 → 2014-05-29
  Mml Investors Services, Llc
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2004-02-12 → 2004-05-07
  Msi Financial Services, Inc.
  Itasca, IL

Other Businesses

1) CIRA, 1776 Pleasant Plain Rd, Fairfield IA 52556, 05/2014, Investment Advisor Representative, CIRA affiliation, INV REL, 160 HR/MO, 140 HR/MO TRADING 2) Lauer Financial, 444 W. Lake St., 17th Floor, Chicago IL 60606, United States, 05/2004, Agent, Insurance/Benefits/Human Resources, NIR, HR/MO: 8 - HR/MO TRADING: 8 3) LAUER FINANCIAL LLC, 444 W. LAKE ST., 17TH FLOOR, CHICAGO, IL, 60606, FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL, 167 HR/MO- 167 TRADING HR. 4) DELAWARE PLACE PRIVATE RESIDENCES CONDOMINIUM ASSOCIATION, 33 W Delaware Pl, Chicago IL 60610, United States, 11/11/2024, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 4 HR/MO- 1 TRADING HR. 5) Lauer Financial LLC, 444 W. Lake St., 17th Floor, Chicago IL 60606, 05/2014, Owner, DBA name, INV REL, 160 HR/MO, 160 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-01-23
• S63 Uniform Securities Agent State Law Examination
  2004-01-13

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Daniel Lauer