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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-04-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crump | Exton | PA | 06/2007 | Present |
| Long Term Care Solutions | Cherry Hill | NJ | 09/2012 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 12/2014 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 12/2014 | Present |
1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/2019 ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, LONG TERM CARE AND MEDICARE SUPPLIMENTS ; 2) LONG TERM CARE SOLUTIONS; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; LONG TERM CARE INSURANCE AND PLANNING; START 2001; 10-20 HOURS/WEEK DURING TRADING HOURS; INSURANCE SALES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-06 |
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