Arthur Andrew Isberg

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2003 → 04/2019
  Janus Henderson Investors
  Denver, CO
• 04/2019 → 12/2022
  Ares Wealth Management Solutions
  Denver, CO
• 04/2022 → 06/2022
  Arrowmark Partners
  Denver, CO
• 06/2022 → 11/2023
  Covered Insurance Solutions
  Denver, CO
• 11/2023 → 01/2025
  Im Ventures, Llc
  Parker, CO
• 08/2024 → 05/2025
  Encompass More Asset Management Llc
  Danville, CA
• 07/2024 → Present
  Alto Financial Group
  Parker, CO
• 05/2025 → Present
  Ae Wealth Management, Llc
  Topeka, KS

Previous Registrations

• 2024-08-16 → 2025-05-15
  Encompass More Asset Management Llc
  Parker, CO
  Danville, CA

Other Businesses

1) Alto Financial Group; Yes Investment Related; 4099 William Penn Hwy; Life Insurance, Annuities, LTC Products; Agent; 40hrs/Mo; 20hrs/Mo during Securities Trading Hours; Producer for life insurance, annuities, and long term care insurance products. 2) Trustee for WT Cathey Irrevocable Life Insurance Trust and Cherilyn Cathey Irrevocable Life Insurance Trust ; Not Investment Related; 12196 S. Hawks Rim Trail, Parker, CO 80134; Trustee for Family Trust; Trustee; 9/2012; 2hrs/Mo; 0hrs/Mo during Securities Trading Hours; I ensure that distributions from the trust are in compliance with the trust guidelines. 3) Tax Preparer; Not Investment Related; 12196 S. Hawks Rim Trail, Parker CO 80134; Tax preparation for individuals and non-business entities such as Trusts; Owner/Operator/Tax Preparer; 2/2/2026; 20hrs/Mo; 4hrs/Mo during Securities Trading Hours; I am a sole proprietor. I meet with clients, collect their tax filing information and documents, prepare tax documents for both state and IRS returns.

Exams

• S66 Uniform Combined State Law Examination
  2024-07-30
• S63 Uniform Securities Agent State Law Examination
  2004-01-30

Other Names

• Andy Isberg
• Andrew Isberg
• Arthur Isberg
• Arthur A Isberg