Catherine Gao Hsu

Employer firm

Magnolia Capital Asset Management LLC CRD 323624

$400.0K regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 01/2017
  Alpha Strategies Investment Consulting
  Irvine, CA
• 02/2014 → Present
  Magnolia Capital Management Llc
  Irvine, CA
• 08/2022 → Present
  Magnolia Capital Asset Management Llc
  Irvine, CA
• 02/2017 → 04/2022
  Colorado Financial Service Corporation
  Irvine, CA

Previous Registrations

• 2017-02-10 → 2022-04-04
  Colorado Financial Service Corporation
  Irvine, CA
  Centennial, CO
  Irvine, CA
  Irvine, CA
• 2015-04-01 → 2017-01-18
  Alpha Strategies Investment Consulting
  Ladera Ranch, CA
• 2011-11-22 → 2012-06-13
  Spc
  Rowland Heights, CA
• 2010-09-08 → 2011-07-18
  Spc
  Rowland Heights, CA
• 2007-04-16 → 2009-06-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pasadena, CA
  City Of Industry, CA
  New York, NY
  Pasadena, CA
• 2007-04-02 → 2007-04-17
  Morgan Stanley & Co. Llc
  Brea, CA
• 2004-03-15 → 2007-04-02
  Morgan Stanley Dw Inc.
  Brea, CA
  Brea, CA

Other Businesses

Co-GP of Senior Living LLC and managing member of the investment LLC (Magnolia Capital Management LLC)

Exams

• S66 Uniform Combined State Law Examination
  2004-03-04

Other Names

• Catherine Gao
• Xiaohong Gao
• Catherine Gao
• Catherine Gao Hsu