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777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2022-10-21 |
Branch Locations
777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Annapolis | MD | 10/2014 | 12/2017 |
| Scarborough Capital Management | Annapolis | MD | 09/2014 | 06/2022 |
| Independent Financial Group, Llc | Annapolis | MD | 01/2018 | 06/2022 |
| Missionsquare Investment Services | Washington | DC | 09/2022 | Present |
| Missionsquare Retirement | Washington | DC | 09/2022 | Present |
Name: CHE Farms, LLC. Non-investment related. Address: 1217 Cedar Lane, Edgewater, MD 21037. Nature of business: Agricultural products and rental real estate. Position: Co-Owner, Managing Member. Start Date: 01/28/2016. Number of hours devoted to other business: 2; during securities trading hours 0. Duties: Decision making; document preparation; and authority to enter into contracts/agreements on behalf of the LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-28 |
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