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Boulder, CO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-08-01 |
| CA | RA | APPROVED | 2023-04-06 |
| TX | RA | APPROVED_RES | 2021-06-23 |
| CO | RA | APPROVED | 2021-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boulder | CO | 06/2003 | 06/2017 |
| First Republic Bank | Los Angeles | CA | 06/2017 | 07/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Denver | CO | 05/2019 | 05/2021 |
| Unemployed | Boulder | CO | 07/2018 | 05/2019 |
| Downshift Financial Llc | Broomfield | CO | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-01 |
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